closed-end securities investment fund 封闭式证券投资基金;
negotiable share 可流通股份;
convertible bond 可转换债券;
treasury/government bond 国库券/政府债券;
corporate bond 企业债券;
market manipulation 市场操纵;
prospectus 招股说明书;
IPO 新股/初始公开发行;(Initial Public Offering)
merger and acquisition 收购兼并。
open-end securities investment fund 开放式证券投资基金;
fund manager 基金经理/管理公司;
fund custodian bank 基金托管银行;
market capitalization 市值;
p/e ratio 市盈率;(price/earning)
mark-to-market 逐日盯市;
payment versus delivery 银券交付;
clearing and settlement 清算/结算;
commodity/financial derivatives 商品/金融衍生产品;
put / call option 看跌/看涨期权;
margins, collateral 保证金;
rights issue/offering 配股;
bonus share 红股;
dividend 红利/股息;
ADR 美国存托凭证/存股证;(American Depository Receipt)
GDR 全球存托凭证/存股证;(Global Depository Receipt)
retail/private investor 个人投资者/散户;
institutional investor 机构投资者;
broker/dealer 券商;
proprietary trading 自营;
insider trading/dealing 内幕交易;
share, equity, stock 股票、股权;
bond, debenture, debts 债券;